Understand the regulatory landscape to advise non-UK clients living in the UK
by Kath Derrison, Founder, Financial Planner and Chief Compliance Officer at Fyvie Financial.
One of the most common questions cross-border advisors ask is whether they can continue to service clients after they move. In this session, Kath Derisson will share the regulatory landscape that impacts this decision from the UK perspective.
ABOUT THIS WEBINAR
1. Understand the difference between the US and UK financial system from a basic tax and financial services standpoint and regulatory framework.
2. Understand the restrictions and limitations of working with individuals living in the UK.
3. Understand the requirements should you personally work with an individual resident in the UK and MIFID requirements including where to find more information.
Kath Derrison is Founder, Financial Planner and Chief Compliance Officer at Fyvie Financial. Kath has over 15 years of experience in finance. She is dual qualified in the UK and US. DipFA and Advanced Pension Specialist in the US.
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